Slide LUIS AGUILAR, LLM, Commissioner, SEC (Former)

“With its 78,000 members, RCA efforts have a powerful impact…The RCA’s CCE® (Continuing Compliance Education) and their CRC™ (Chartered Regulatory Counsel)™ professional examination for alternative investment and asset management firms is important and I commend its efforts.”
JD, Commissioner, SEC (Former)

“In a time of great regulatory change and uncertainty, RCA provides the only, broad-based, accredited curriculum for executives in the asset management sector. The RCA’s CCE® (Continuing Compliance Education) keep executives abreast of developments that have profound implications for their business strategy and organization, as well as for their own personal careers.”
Slide Roel Campos, JD, Commissioner, SEC (Former)

“RCA’s CRC™ (Chartered Regulatory Counsel)™ professional examination and its Executive LLM and Masters of Science in Regulation and Compliance are essential for executives in alternative investment and asset management space. The RCA collected the top experts to deliver the only graduate-level education to industry professionals…beyond the horizon. They are the best.”
Slide Daniel Driscoll, CPA, EVP & COO, National Futures Association

“I very much enjoy participating on the faculty for the RCA’s CCE® (Continuing Compliance Education), Executive LLM and Masters of Science and professional examinations. The curriculum is the most topical and the faculty is excellent.”
Mark Polemeni, JD, CCO, CCO & Associate GC, Perella Weinberg

“The RCA continues to distinguish itself by offering CCE® (Continuing Compliance Education), executive degrees and professional exams that feature the leading authorities of our industry as well as government officials that are shaping the policies of tomorrow.”
Slide Doug Anderson, JD, CCO, Canyon Partners

“The RCA’s Executive LLM and Masters of Science in Regulation and Compliance as well as CRC (Chartered Regulatory Compliance™) professional examination are light years better than the Wharton Program – especially the highly practical content. RCA courses dive into what compliance officers do on a daily basis…it is the go-to resource.”
Slide Judge Barrington Parker, JD, US Court of Appeals Second Circuit

“No organization contributes more to the intelligent and efficient operation of this nation’s capital markets than the RCA. The scope, diversity and quality of their programs is extraordinary. No one does as much as this organization does and no one does it quite so well. The RCA’s broad membership includes alternative investment and asset management firms, lawyers and government regulators from around the globe. Many old friends from the SEC and the CFTC use their curricula and certification programs.Their recognition of the RCA is a testament to the importance of this organization and to the quality and effectiveness of the work that it does.”
Slide Robert VanGrover, Partner, Seward & Kissel

“I attend or speak at RCA CCE® (Continuing Compliance Education)® programs because there are a serious number of our clients there and a serious number of Seward and Kissel alumni.”


Artisan Partners
Ascend Capital
Ascential Equity
Asian Century Quest Capital
Astenbeck Capital Management
Athena Capital
Atlantic Asset Management
Atticus Capital
Attractor Investment Management
Auda Private Equity
Austin Capital Management
Avalon Lake Partners
Avenue Capital Group
AXA Equitable
Axiom Global Capital
Axiom Software
Baer Select Management
Bain Capital
Balyasny Asset Management
Bandera Partners
Bank of America
Bank of America (Alternative Investments)
Bank of America Securities
Bank of New York Mellon
Barclays Global Investors
Barington Capital
Barlow Partners
Bascom Hill Partners
Basso Capital Management
Battalion Capital Management
Baupost Group
BB&T Asset Management
BBR Partners
Berens Capital
Bermuda International Business Association
Bessemer Trust
Bessemer Trust Company
BlackGold Capital Management
Blackrock Capital
Blue Ridge Capital
Bluecrest Capital Management
BlueMountain Capital Management
Bluestem Asset Management
BNY Mellon Asset Management
Bracebridge Capital
Bridger Capital
Bridgewater Associates
Brigade Capital Management
Broadfin Capital
Broadmark Asset Management
Broadway Gate Capital
Brown Brothers Harriman
Bull Path Capital Management
Cadian Capital
Cadmus Capital
Cadogan Management
Cadwalader, Wickersham & Taft
Caerus Global Investors
Caisse de Depot et Placement du Quebec
Calamos Investments
Cambrian Capital
Cambridge Place Investment Management
Cambridge Place Limited
Camulos Capital
Cannell Capital
Canyon Capital Advisors
Capital Growth Management
Capital Management Advisors North America Inc.
Capital Research and Management Company
Capstone Capital Management
Carlson Capital
CarVal Investors
Cascabel Management
Caspian Capital Management
Castle Creek Arbitrage
Catterton Patners
CAVU Capital Advisors
Caxton Associates
Cayman Islands Government
Cayman Islands Monetary Authority
Cayman Islands Stock Exchange
Cayman National
CC Arbitrage
Cedar Ridge Partners
Cello Capital
CGCM Funds (Citi Smith Barney)
Chamberlain Hrdlicka
Charles Schwab Investment Management
Chattam Asset Management
Chilton Investment
Chilton Investment Company
Chronim Advisors
CIBC Bank and Trust Co (Cayman)
CIBC Fund Administration (Cayman)
Citadel Investment Group
Citco Fund Services
Citco Funds Services
Citi Fund Services
Citi Global Wealth Management
Citi Group
Citi Prime Finance
Citigroup Alternative Investments
Citigroup Global Markets
Clairvoyance Capital
Claren Road Asset Management
Clayton Dubilier & Rice
Clearwater Capital Partners
CMG Investment Advisors
CMT Asset Management
Coeus Capital Management
Columbia Investment Management Company
Columbia Management
Commodity Futures Trading Commission
Commonwealth Advisors
Compli Net
Conatus Capital Management
Constellation Investment
Conyers Dill & Pearman
Corbin Capital Partners
Covalent Partners
Covepoint Capital Advisors
Craig Drill Capital
Cramer Rosenthal McGlynn
Crawford Ventures
Credit Suisse
Crestone Capital Advisors
Crestone Capital Partners
Crossfields Capital Management
CSL Capital Management
Cura Capital Management
D. E. Shaw & Co
DAFNA Capital Management
Daniloff Capital
Dawson Capital Management
Dawson-Herman Capital Management
DE Shaw Group
Debevoise & Plimpton
Decagon Advisors
Deephaven Capital Management
Deerfield Capital Management
Deister Capital Management
Del Mar Asset Management
Delaware Investments
Deloitte & Touche
Denali Advisors
Department of Labor
Department of Treasury
Deutsche Bank
Deutsche Bank (Cayman)
Deutsche Bank Securities
Deutsche Investment Management Americas
Diamond Notch Asset Management
Difiglia Capital Management
Dimensional Funds
Discovery Capital Management
Discovery Funds Management
DKR Capital Partners
DMS Offshore Investments
Doyle Fund Management
Drake Capital Advisors
Dreyfus Funds
Drobny Global Asset Management
Duff and Phelps
Dunbar Capital Management
Dunheath Capital Management
Durus Funds
Eagle River Asset Management
EagleRock Capital Management
East Avenue Capital Partners
Eaton Vance Management
Echo Street Capital Management
ED Capital
Eden Capital
Efficient Capital Management
EIM Management USA
Eisner LLP
EJF Capital
Elite Wealth Management
Ellington Management Group
Elliott Management
Elliott Management Corporation
Elnesr Exchange
Emerging Sovereign Group
Emissar Capital Group
Endeavour Capital
Endowment Capital Group
EnTrust Capital
Episteme Capital Partners
Equinox Fund Management
Equinox Partners
Ernst & Young
Espalier Global Management
Eton Park
Evergreen Investments
Fairholme Capital Management
Falcon Investment Management
Farley Capital
Federal Reserve Bank of New York
Federal Reserve Board
Festina Lente Investment Management
Fidelity Investments
Field Street Capital Management
Fifth Third Asset Management
Finisterre USA
Finn Dixon & Herling
Firebird Management
Focus Investment Group
Fordham University
Fore Research & Management
Forester Capital
Forex Capital
Fortress Investment Group
Franklin Templeton Investments
Fried Frank Harris Shriver & Jacobson
FRM Americans
Full Circle Capital
Fundamental Advisors
Galbraith Capital
Galileo Investment Management
Galle Global Macro
Galloway Capital Management
Gandhara Advisors Europe
Gar Wood Funds
Garrison Investments
GCore Capital Management
GE Asset Management
GE Capital
Gems Investments Research
General Electric
GenSpring Family Offices
Gleacher Fund Advisors
Glenview Capital Management
GLG Partners
Global Secured Capital
GlobeOp Financial Services
Goff Capital
Golden Arc Capital
Golden Capital Management
Golden Gate Capital
Goldman Sachs
Goldman Sachs (Cayman) Trust
Goldman Sachs Hedge Fund Strategies
Goshen Investments
Granite Point Capital
Grant Thornton
Great Point Partners
Greenwich Associates
Greylock Capital Management
Greywolf Capital Management
Groundlayer Capital
Guggenheim Partners
H/2 Capital Partners
Halcyon Asset Management
Halogen Asset Management
Hammel Financial Advisory Group
Harbinger Capital Partners
Harbour Trust Company
Harmony Financial Advisors
Harris Alternatives
Hartford Investment
Harvest Fund Advisors
Harvest Partners
Harvey Partners
HBK Capital Management
Hedgemony Partners
Heritage Asset Management
HHR Asset Management
Highbridge Capital Management
Highland Financial
Hite Capital Management
HL Investment Advisors
HM Capital
Holyoke Partners
Hong Kong Economic & Trade Office
Horizon Asset Management
Houlihan Capital
Houlihan Smith & Company
HSBC Investments
HSBC Securities Services
Hull Capital Management
III Offshore Advisors
Income Research & Management
Independent Directors Council
Indus Capital Partners
ING Alternative Asset Management
ING Funds
ING Investment Management
Ingenium Capital
Insight Venture Partners
Institutional Investor News
Institutional Wealth Alliance
International Investment Group
Interventure Capital
Intrepid Capital Management
Investment Advisors International
Investment Advisors of America
Investment Company Institute
Investor Bank & Trust
Investor Select Advisors
Invus Financial Advisors
Invus Group
Irish Stock Exchange
IRON Partners
Ironman Capital Management
Ironwood Capital Management
ITAU Unibanco SA
Jackson National Asset Management
JANA Partners
Janus Capital Group
JAT Capital Management
JD Capital Management
Jefferies & Company
John Hancock Financial Services
JP Morgan
JP Morgan Asset Management
JP Morgan Chase
JP Morgan Investment Management
JPMorgan Alternative Asset Management
Julius Baer
K2 Advisors
K2 Advisors LLC
Karamaan Group
Karsch Capital Management
Katten Muchin Rosenman
Kedge Capital
Kelusa Capital
Kensico Capital Management Corp.
Kettle Hill Capital
Kirkland & Ellis LLP
Knight Fox Capital Management
La Fayette Management
Lane Five Capital Management
Lanexa Global Management
Lanx Management
Larch Lane Advisors
Lasair Capital
Laurus Funds
Lazard Asset Management
Legal & General Investment

Legg Mason
Lewiston Capital Partners
Lexington Partners
LGT Capital
LightBox Capital Management
Lighthouse Investment Partners
LightKeeper Investments
LilonEye Capital
LIM Advisors
Lincoln Financial International
Liongate Capital Management
Lionhart Investments
Lone Pine Capital
Lord, Abbett & Co
Lotsoff Capital Management
Lotus Capital Management
Lowenstein Sandler
LSV Advisors
Luminus Management
Lyxor Asset Management
M Financial Investment Advisers
Macquarie Capital (USA)
Macquarie Funds Group
Macquarie Holdings
Magnitude Capital
Man Investments
Manikay Partners
Maples and Calder
Marble Arch Investments
Marblegate Asset Management
Marshall Wace Asset Management
MassMutual Financial Group
Masters Capital Management
Maters Capital Management
Maverick Capital
McGladrey & Pullen
MD Sass-Macquarie Financial Strategies
Medley Capital
Mellon Asset Management
Merchants’ Gate Capital
Mercury Real Estate Advisors
Meritage Capital
Metalmark Capital
Meteora Partners
MHR Fund Management
Millburn Ridgefield Corporation
Millennium Global Capital
Millennium Partners
Miller Investment Management
Mintz Levin
MIO Partners (McKinsey and Company)
MissionPoint Capital
MissionPoint Investment Partners
MKP Capital
MKP Capital Management
Monarch Alternative Capital
Mont Pelerin Capital
Moody’s Investor’s Service
Moore Capital Management
Morgan Stanley
Motley Rice
MTB Investment Advisors
Mutual Fund Directors Forum
National Futures Association
National Grid Corporation
Navigate Advisors
NetWide Capital
Neuberger Berman
Neuberger Berman Management
New England Pension Consultants
New York Life Investment Management
New York Stock Exchange
Nexar Capital
Nicholas-Applegate Capital Management
Norfolk Markets
Normandy Hill Capital
North Sound Capital
Northern Trust Company
NY Office of Attorney General
Oak Hill Capital Management
Oak Ridge Investments
Octane Research
Office of Thrift Supervision
Offit Capital Advisors
Ohio Police and Fire Pension Fund
Olympia Capital Management
Ontario Teachers` Pension Plan
Onyx Capital
Oppenheimer Funds
Optima Fund Management
Oracle Investment Management
Oranda Capital Management
Orbimed Advisors
Orrick, Herrington & Sutcliffe
Ospraie Management
Ostra Capital
Outrider Management
Pacific Alternative Asset Management Company
Pacific Life Insurance Company
Palestra Capital
Palisade Capital Management
Palladium Parnters
Palmyra Capital Advisors
Paloma Partners
Paramax Capital Partners
Park Hill Real Estate Group
Passport Capital
Paul, Hastings, Janofsky & Walker
Paul, Weiss, Rifkind, Wharton & Garrison
Paulson & Co
PAW Capital Partners
PDT Partners
Pennant Capital Management
Pension Governance
Perceptive Advisors
Perella Weinberg Partners
Permal Asset Management
Pershing Square Capital Management
Phillips Trading Group
Phoenix Life Insurance
Pickard and Djinis
Pine Street Advisors
Pleasant Lake Partners
Pointe Capital
Pointer Management
Pomona Capital
Prelude Capital
Prime Blue
Prince Street Capital
Prince Street Capital Management
Private Advisors
Proctor Investment Managers
Propolis Capital Management
ProShare Capital Management
Protege Partners
Providence Investment Management
Provident Group/Longship Capital Management
PROXY Governance
Prudential Investment Management
Putnam Investments
Qatar Financial Centre Authority
Qatar Financial Centre Regulatory Authority
Queensgate Bank & Trust Co
Quellos Capital Management
Quinlan Private
R.G. Niederhoffer Capital Management
Radnorwood Captial
Ramius Capital Group
Ramsey Asset Management
Rapidan Capital
Raven Asset Management
Raymond James Financial
Realm Partners
Red Fish Management
Redmile Group
Reed Smith
Regent Street Capital
Restoration Capital Management
Richard Fleischman & Associates
RiverEdge Capital
RiverSource Investments
RMF Investment Management
RNK Capital
Robeco Investment Management
Robertson Opportunity Capital
Rock Ridge Capital
Rockbay Capital Management
Rockefeller & Co
RockView Management
RORS Management & Research
Rothstein Kass
RREEF /Deutsche Bank
RSM McGladrey, Inc.
Rubicon Fund Management
Russell Investments
Saba Capital Management
Sabretooth Capital Management
SAC Capital Advisors
Saguenay Capital
Salient Partners
Samlyn Capital
Sandalwood Securities
Sandelman Partners
Sapere Fund Management
Saracen Energy Advisors
Satellite Asset Management
Schneider Capital Management
Schonfeld Fund Advisors
Schulte Roth & Zabel
Sciens Capital Management
Scopia Capital
Scopus Asset Management
Seagul Capital
Seaport Capital
Second Moment Capital Management
Securities and Exchange Commission
Seer Capital
SEI Investments
Seix Investment Advisors
Seix Investment Advisors
Semaphore Management
Seminole Capital
Sentinel Capital Partners
Severn River Capital Management
Seward & Kissel
Shartsis Friese
Shearman & Sterling
Shumway Capital Partners
Silver Creek Capital Management
Sio Capital Management
SIR Capital Management
SkyBridge Capital
Smith Breeden Associates
Snake River Capital Management
Sorin Capital Management
Soros Fund Management
Soundpost Partners
South Ferry Capital
Southpaw Asset Management
SPARX Investment & Research
SPNY Capital
Spring Mountain Partners
SSARIS Advisors
Standard Investment Research
Stanford University
Stanford University Management Company
Stark Investments
State Street Bank
Steel Partners
SteelRiver Infrastructure Partners
Stegent Equity Advisors
Stelliam Investment Management
Stenham Advisors
Stephens Investment Management
Sterling Stamos
Stevens Capital Management
STG Capital Management
STI Classic Funds
Stone Keep Capital Management
Stone Tower Capital
Stone Water Capital
StoneWater Capital Asia Advisors
String Advisors
SummerHaven Investment Management
Suranya Capital Partners
Systematic Absolute Return
Taconic Capital Advisors
Tapestry Asset Management
Taylor Investment Advisors
TD Bank
TeamCo Advisers
Teidemann Investment
Telemus Capital Partners
Tempus Quo Capital Management
TGRA Capital Management
The Bank of New York Mellon
The Financial Services Authority (FSA)
The Hartford
The Huntington Funds
The Quaker Funds
The World Bank
Thesis Capital Management
Third Point, LLC
Third Wave Global Investors
Thomas H. Lee Capital
Thornburg Investment Management
Tiedemann Investment Group
Tiger Consumer Management
Tilden Park Capital Management
Titan Capital Group
Tiverton Trading
TMS Capital Partners
Tocqueville Asset Management
Tower Research Capital
Tower Three Partners
TPG-Axon Capital
TPG-Axon Capital Management
Transamerica Funds
Traxis Partners
Treesdale Partners
Tremblant Capital
Tremblant Capital Group
Trillions Capital
Trilogy Global Advisors
Trust Company of the West
Tuckerbrook Alternative Investments
Two Sigma Investments
UBP Asset Management
UBS Alternative Investments
UBS Financial Services
UBS Fund Services
UBS Global Asset Management
UBS Wealth Management
UHY Advisors
US Bank
US Department of Justice
Valor Capital Management
Velocity Futures
Venor Capital Management
Veritas Captial Fund Management
Virginia Retirement System
Vision Capital Advisors
Visium Asset Management
Vista Capital Advisors
Vollero Beach Capital
Voyageur Asset Management
Walkers Global
Wall Street Journal
Washington Corner Capital Management
Waters Capital Advisers
Wedbush Asset Management
Weiss Asset Management
Weiss Multi Strategy Advisers
Wellington Management International
West Face Capital
West Pacific Capital
Weston Capital Management
Westport Capital Partners
White & Case
White Elm Capital
Whitecap Advisors
William Blair & Company
Williams Trading
Wintergreen Advisers
Woodbine Capital
XL Capital Investment Partners
York Capital
York Capital Management
Zais Group
Ziff Legal Group
Zimmer Partners
360 Global Capital

Terms and Conditions

Tuition Fees and Payments (hereinafter referenced as Fees):

Please make checks or money orders payable to the “Regulatory Compliance Association”.

Fees for ALL curricula and sessions are non-refundable.

Should you register for a curriculum or session, and experience a conflict, the RCA will provide you with a 50% refund you may apply to any on-demand service.

Cancellations and Substitutions:

For reasons beyond our control, it may be necessary to alter the programmatic content, timing or date of a curriculum or session, as well as members of the speaking faculty or guest lecturers. Therefore, the speaking faculty, guest lecturers, curriculum and sessions (including the timing and date thereof) are subject to change without notice.

Force Major Event

In observance of the above, in the case of a Force Major Event (Act of God) or an unforeseen occurrence beyond our control, the RCA shall endeavor to reschedule the respective curriculum or session.  Please note that the RCA, its affiliate law schools, Endowing Organizations, speaking faculty, guest lecturers, directors, officers, nor personnel accept responsibility for the above or travel and/or accommodation cost or consequential losses incurred by prospective student, delegate or the like as a result of any such cancellation or rescheduling.