Regulatory Compliance Association Reviews


Luis Aguilar

Luis Aguilar, LLM, Commissioner, SEC (Former)

“With its 80,000 members, RCA efforts have a powerful impact…The RCA’s focus on compliance skills assessment, talent development and CCE® (Continuing Compliance Education®) is important and I commend its efforts.”

Roel Campus

Roel Campos, JD, Commissioner, SEC (Former)

“RCA’s compliance skills assessment and talent development is essential for regulators, compliance officer and practitioners. RCA collected the top experts to educate industry professionals…beyond the horizon. They are the best.”

Paul Adkins

Paul Atkins, JD, Commissioner, SEC (Former)

“In a time of great regulatory change and uncertainty, RCA provides the only, broad-based, accredited curriculum for executives in the asset management sector. RCA keeps executives abreast of developments that have profound implications for their business strategy and organization, as well as for their own personal careers.”

Mark Polemeni

Mark Polemeni, JD, CCO, CCO & Associate GC, Perella Weinberg

“The RCA continues to distinguish itself by offering curricula that feature the leading authorities of our industry as well as government officials that are shaping the policies of tomorrow.”

Doug Anderson

Doug Anderson, JD, CCO, Canyon Partners

“The RCA’s Executive LLM and Masters of Science in Regulation and Compliance are light years better than the Wharton Program – especially the highly practical content. RCA courses dive into what compliance officers do on a daily basis…it is the best practice guidence resource.”</>

Robert Van Grover

Robert VanGrover, Partner, Seward & Kissel

“I attend or speak at RCA events because there are a serious number of our clients there and a serious number of Seward and Kissel alumni.”

judge parker

Judge Barrington Parker, JD, US Court of Appeals Second Circuit

“No organization contributes more to the intelligent and efficient operation of this nation’s capital markets than the RCA. The scope, diversity and quality of their programs is extraordinary. No one does as much as this organization does and no one does it quite so well. The RCA’s broad membership includes alternative investment and asset management firms, lawyers and government regulators from around the globe. Many old friends from the SEC and the CFTC use their curricula and certification programs. Their recognition of the RCA is a testament to the importance of this organization and to the quality and effectiveness of the work that it does.”

Adam Schrek

Adam Schreck, JD, GC, Discovery Capital Management

“RCA symposia present a wonderful opportunity for me to connect with the top industry executives both formally and informally. My ability to come back to the office and report on current industry developments and perspectives is invaluable to me.”

Brian Traficante

Brian Traficante, JD, SVP, York Capital Management

“RCA Symposia witness a great turn out. The curricula provide extremely relevant subject matter, delivered by the leaders in our industry. I find all of the sessions quite informative and look forward to attending again.”

Dan Driscoll

Daniel Driscoll, CPA, EVP & COO, National Futures Association

“I very much enjoy participating in the RCA’s skills assessment, talent development and CCE® (Continuing Compliance Education®). The curriculum is always the most topical and the faculty is excellent.”