Regulatory Compliance Association Reviews


Disclaimer: All information provided is of a general nature and is not intended to address the circumstances of any particular individual or entity. Although we endeavor to provide accurate and timely information, there can be no guarantee that such information is accurate as of the date it is received or that it will continue to be accurate in the future. No one should act upon such information without appropriate professional advice after a thorough examination of the facts of a particular situation. All information is provided “as-is,” with no warranties or representations whatsoever.

The information in this course is intended to provide only a general outline of the subjects covered. It should not be regarded as comprehensive or sufficient for making decisions, nor should it be used in place of professional advice.

Accordingly, the Regulatory Compliance Association, College of Regulatory Compliance, Affiliate Law Schools, and Endowing Firms, accepts no responsibility for loss arising from any action taken or not taken by anyone using the information in this course.

The information in this course has been supplemented by matters arising from any oral presentation and should be considered in the light of this additional information.


Summit Textbook Link: Women In Asset Management & Regulation Summit – New York 2015