Regulatory Compliance Association Reviews

Accredited Faculty

Join the leading Women in Asset Management and Regulation at the RCA Women’s Summit.

Women in Asset Management and Regulation™ – NYC 2019
Venue: The Westin New York at Times Square
Date: November 6, 2019

The Summit will feature high profile women sharing their personal experiences to surmount numerous career challenges and obstacles. We trust attendees shall find these personal accounts incredibly informative and inspirational.

The Women’s Summit will feature the following Faculty:

  • Cathy Smith, JD, GC, Guidepoint Global
  • Dorothy Scott-Crumbley, Partner, Walkers Global
  • Debra Franzese, Partner, Seward & Kissel
  • Beth Kaiser, Director- Investment Performance Standards, CFA Institute
  • Tracey Hunt, Associate Director, Compliance, NFA
  • Heather Traeger, JD, CCO, Teacher Retirement System of Texas
  • Cheryl Evans, JD, LLM, Director, Events & Programs, CFA Institute
  • Julie Dixon, Founder, CEO, Managing Principal, Titan Regulation
  • Sarah Curran, Director, Promontory
  • Jane Jarcho, Deputy Director**, OCIE, Special Advisor, Promontory
  • Jennifer Bergenfeld, Aragon Partners LLP
  • Amy Poster, Risk and Regulatory Affairs Lead, Horizon Globex
  • Tram Nguyen, Partner, Mayer Brown
  • Maryam Sayyed, Deputy Chief Compliance Officer, Tiedemann Advisors
  • Yvonne Pytlik, CPA, Owner, Global Compliance Risk Management Corp
  • Katie Schuhow, Senior Manager, Financial Services, RSM US LLP
  • Nikita Mehta, JD, Principal Consultant, Capco

** Former