Regulatory Compliance Association Reviews



Women in Asset Management and Regulation™ Summitnycmq_phototour154

Marriott Marquis, New York

Date: May 17, 2017

The Women in Asset Management & Regulation Summit will precede the RCA’s Enforcement, Compliance & Operations – New York 2017 Symposium.

Registration for the Symposium INCLUDES complete access to the Women’s Summit.

For more info on Enforcement, Compliance & Operations – New York 2017 Symposium CLICK HERE


  • Upgrade your career advancement plan and approach
  • Learn critical career changing life lessons from high profile women
  • Glean insights on refining your skill sets – every inch counts
  • Participate in forward-thinking discussions on successfully navigating career challenges
  • Unparalleled opportunity to build your network – all great women have an unmatched group of supporters and influencers

The Summit will feature high profile women, sharing their personal experiences to surmount numerous career challenges and obstacles. We trust attendees shall find these personal accounts incredibly informative and inspirational.

The RCA’s Board of Governors, Curriculum Development Team and Instructional Design Group are in the process of formulating the most timely and relevant subject matter for 2017 to deliver at the Symposium.

The 2017 Curriculum includes the following but may be modified, so refer to this page or your Event iOS or Android App for the most up-to-date information:


2:00 PM to 2:30 PM

2:30 PM to 2:45 PM
Executive Director’s Opening Remarks
Kate Chatterson, Chartered Regulatory Counsel (CRC), Executive Director, RCA

Chairwoman’s Opening Remarks
Beth Kramer, JD, Partner, Chadbourne & Parke LLP 


2:45 PM to 3:55 PM
Women In Asset Management & Regulation™ (WAR) Round Table Session 1

This session will feature a unique interactive and collaborative environment, allowing the audience to engage in open dialogue with the speaking faculty or advance more intimate questions anonymously.

Senior Fellow:
Lucy Frew, LLB, Partner, Walkers Global

Janine Diljohn, JD, Chief Compliance Officer, HQ Capital
Beste Portnoff, MA Economics, Principal, Head of Operational Due Diligence, Bessemer Trust
Jennifer Duggins, IACCP, Assistant Director, Co-Head Private Funds Unit, OCIE, SEC


4:00 PM to 5:00 PM
Women In Asset Management & Regulation™ (WAR) Round Table Session 2

Senior Fellow:
Beth Kramer, JD,  Partner, Chadbourne & Parke LLP 

Patricia Cushing, CPA, Director of Compliance, National Futures Association
Wendy Sheu, JD, CCO and Regulatory Counsel, Bracebridge Capital
Jasmin Sethi, JD, Vice President, BlackRock
Cynthia Marian, JD, LLM, GC and CCO of Civic Capital Advisors


5:00 p.m. to 6:00 p.m.
Women In Asset Management & Regulation™ (WAR) Cocktail Reception

An exclusive opportunity to re-connect with old friends, make new connections, and network as well as share intimate thoughts and privately discuss challenges, thoughts and ideas with senior level Women in Asset Management and Regulation.