Regulatory Compliance Association Reviews

Speaking Faculty

Regulation, Operations and Compliance (ROC) – Bermuda 2016™

Carlo diFlorio a

Location: Fairmont Southampton, Bermuda
Date: April 17 – 19, 2016

Room Reservations: Call 1-800-441-1414
Reference “RCA 2016 Symposium” to receive 
the reduced rate of $279-$299 per night


Standard Registration: $2098
Subsidized Registration: $1498
PracticEdge Members: $1198
RCA myUniversity: Complimentary (Contact Your Curriculum Advisor)

16 hours of CLE and CPE (Accounting & Auditing Credit), CCE (The RCA is the exclusive programmatic accreditation agency for Continuing Compliance Education)

Accredited Symposium Speakers


John Buretta, JD, Principal Deputy Assistant Attorney General, U.S. DOJ**
Paul Atkins, JD, Commissioner, SEC**
Roel Campos, JD, Commissioner, SEC**
Troy Paredes, JD, Commissioner, SEC**
Daniel Roth, JD, CEO & President, NFA
Daniel Driscoll, CPA, Executive Vice President, COO, NFA
Norman Champ, JD, Director, Division of Investment Management, SEC**
George Canellos, JD, Co-Director, Division of Enforcement, SEC**
James R. Burns, JD, Deputy Director, Division of Trading & Markets, SEC**
Hon. Michael Dunkley, JP, MP Premier, Bermuda
Hon. Everard Richards, JP, MP, Minister of Finance, Bermuda
Hon. Dr. E. Grant Gibbons, JP, MP Minister of Economic Development, Bermuda
Kurt Schacht, JD, Managing Director, CFA Institute



Martin Schwartz, JD, CPA, CCO, Millennium +
Danielle Green, JD, VP & CCO, HarbourVest Partners
Brian Traficante, JD, SVP & Investment Counsel, York Capital
Alyssa Albertelli, JD, Senior VP & CCO, State Street Global Advisors
Nir Messafi, CPA, CFO, Fortress-Liquid Markets
John Oliva, CCO, Highbridge Capital Management
Tanya Kerrigan, JD, GC & CCO, Boston Advisors
Nicole Tortarolo, JD, Executive Director, UBS A&Q Hedge Fund Solutions
Jasmin Sethi, JD, Vice President, BlackRock
David Warsoff, Executive Director, JP Morgan Alternative Asset Management
Lawrence Block, JD, Managing Director, Counsel & CCO, Island Capital
Marc Baum, JD, CAO & GC, Serengeti Asset Management
Rory Cohen, JD, GC, Varadero Capital
Cynthia Marian, JD, LLM, GC & CCO, Civic Capital Advisors
Scott Beechert, JD, GC & CCO, Bennett Management Corporation
Molly Diggins, JD, GC, Monument Group
Andrew Dunbar, JD, GC & CCO, Bel Air Investment Advisors
Brian Coogan, Director Asset Management Compliance, Fidelity Investment
Daniel Federmann, CPA, Senior Managing Director & COO, Protégé Partners
Alan Halfenger, JD, CCO, Bain Capital**
James Hartmann, CCO, Arena Investors
Daniel Samilski, Head of Compliance Operations, Orbis Investments
Kip Allardt, Global Relationship Manager, Discovery Capital
Molly Diggins, JD, GC, Monument Group
Salvatore Scotto, CEO, Deputy Director of HNAH Global Sanctions-OFAC, HSBC**



Patricia Poglinco, JD, Partner, Seward & Kissel
Robert Van Grover, JD, Partner, Seward & Kissel
Robin Painter, JD, Global Co-head – Private Funds Group, Proskauer
Christopher Wells, JD, Partner, Proskauer
Christopher Mears, CPA, National Practice Leader, Hedge Funds, KPMG
Mark Perlow, JD, Partner, Dechert
John Schneider, CPA, Partner, KPMG
Anthony Artabane, CPA, Sr. Fellow from Practice, RCA
John Hague, CPA, Partner, McGladrey, Financial Services Industry Leader
Michael Renetzky, JD, Partner, Co-Chair Corporate & Transactional, LockeLord
Drew G. L. Chapman, LLM, Partner, King & Spalding
JP Curran, JD, SM, Head of Commercial Cybersecurity, NES Cyber Group
Armond Rouillard, CTO, Commercial Cybersecurity, NES Cyber Group
Beth Kramer, JD, Partner, Chadbourne & Parke
Rudy Escalante, CEO, ICSA Software North America
Ingrid Pierce, LLB, Global Managing Partner, Walkers
Kiernan Bell, LLB, Partner, Group Head-Bermuda, Dispute Resolution, Appleby
Elizabeth Denman, LLB, Director, Conyers Dill & Pearman
Sarah Demerling, LLB, Client Director, Appleby Services (Bermuda) Ltd.
Arwel Lewis, Partner, Walkers
Scott Pearman, Litigator, Conyers, Dill & Pearman
Craig Bridgewater, CPA, Head of Investments & Banking, KPMG Bermuda
Anthony Conte, Principal, FS Advisory, Asset Management, PwC
Scott Watson-Brown, Partner, PwC
Tonesan Amissah, Partner, Corporate, Appleby
Rick Allen, Partner, Deloitte & Touche
Alison Morrison, Managing Director, Oyster Consulting



+ Invited
* Guest Lecturer
** Former

For more information please call 800-306-6133 or you may register by clicking here.