Regulatory Compliance Association Reviews

Regulation, Operations and Compliance (ROC) – Bermuda 2016™


1 M Ballroom c

Fairmont Southampton, Bermuda
Date: April 17 – 19, 2016

Room Reservations: Call 1-800-441-1414
Reference “RCA 2016 Symposium” to
receive the reduced rate of $279 – $299 per night


Standard Registration: $2098
Subsidized Registration: $1498
PracticEdge Members: $1198
RCA myUniversity: Complimentary (Contact Your Curriculum Advisor)

16 hours of CLE and CPE (Accounting & Auditing Credit), CCE (The RCA is the exclusive programmatic accreditation agency for Continuing Compliance Education)

Join over 500 alternative investment executives with the top 200 firms to understand the business, compliance, operations and risk challenges for 2016 and formulate your strategic plans and tactical initiatives.

Institutional Investors require new levels of service and customized investment products from Fund Managers. To capture this emerging echelon of assets, Fund Managers must create new compliance, operational and risk management infrastructure, provide advanced training to personnel and retool workflows with administrators.

Furthermore, regulators have intensified their focus on hedge funds, private equity firms and other asset managers. Specifically, the SEC, CFTC, NFA, DOJ, IRS and DOL continue to expand their regulation, compliance requirements and reporting obligations while intensifying examination and enforcement activities.

In order to compete – firms must develop enterprise-wide compliance processes, operational practices and reporting structures – otherwise the increasing workload shall become unmanageable.

Regulation, Operations and Compliance (ROC) – Bermuda 2016 will feature the LARGEST COLLECTION OF SENIOR REGULATORS detailing the latest tactics, developments and priorities.

The value proposition for this Symposium is unmatched – over the course of 3 days you will develop a comprehensive action plan to:

  • 3rd Party Service Providers by conducting effective risk assessments and developing efficient supervisory practices;
  • Annual Compliance Reviews by upgrading your process for maximum effectiveness;
  • Develop optimal forensic testing and compliance analytics;
  • Learn advanced cyber security practices for asset managers;
  • Conflicts of interest by addressing the recent spate of enforcement actions

Additionally, CCOs from Top 100 Hedge Funds and Private Equity Firms shall provide exclusive insights regarding current or ongoing SEC Examinations, NFA Audits and other Regulatory Inspections.

For more information please call 800-306-6133 or you may register by clicking here.