Regulatory Compliance Association Reviews

Speaking Faculty

Regulation, Operations and Compliance (ROC) – Bermuda 2017™


Location: Fairmont Southampton, Bermuda
Date: April 26 – 28, 2017

Room Reservations: Call 1-800-441-1414
Reference “RCA 2017 Symposium” to receive 
the reduced rate of $279-$299 per night


Standard Registration: $2098
Subsidized Registration: $1498
PracticEdge Members: $1198
RCA myUniversity: Complimentary (Contact Your Curriculum Advisor)

16 hours of CLE and CPE (Accounting & Auditing Credit), CCE™ (The RCA is the exclusive programmatic accreditation agency for Continuing Compliance Education™)

Accredited Symposium Speakers


Paul Atkins, JD, Commissioner, SEC**+
Roel Campos, JD, Commissioner, SEC**
Tom Sexton, JD, CEO & President, NFA+
Daniel Driscoll, CPA, Executive Vice President, COO, NFA
George Canellos, JD, Co-Director, Division of Enforcement, SEC**
James R. Burns, JD, Deputy Director, Division of Trading & Markets, SEC**
Hon. Michael Dunkley, JP, MP Premier, Bermuda
Hon. Everard Richards, JP, MP, Minister of Finance, Bermuda
Hon. Dr. E. Grant Gibbons, JP, MP Minister of Economic Development, Bermuda
Kurt Schacht, JD, Managing Director, CFA Institute



Heather Traeger, JD, CCO & Compliance Counsel, TRST
Martin Schwartz, JD, CPA, CCO, Millennium
Brian Traficante, JD, SVP & Investment Counsel, York Capital
John Oliva, CCO, Highbridge Capital Management
Jasmin Sethi, JD, Vice President, BlackRock
Lawrence Block, JD, Managing Director, Counsel & CCO, Island Capital
Marc Baum, JD, CAO & GC, Serengeti Asset Management+
Rory Cohen, JD, GC, Varadero Capital
Scott Beechert, JD, GC & CCO, Bennett Management Corporation
Daniel Federmann, CPA, Senior Managing Director & COO, Protégé Partners
James Hartmann, CCO, Arena Investors
Kip Allardt, Global Relationship Manager, Discovery Capital
David Fitzgerald, GC and CCO, Gabelli & Partners
Vincent Molino, VP, Operational Due Diligence, Permal Group
Jeffrey Schultz, JD, CLO & CCO Phoenix Investment
Michael Sheehy, Chief Compliance Officer, CoreCommodity Management
Jamie Sklar, JD, Partner, In House Counsel, Bailey Duquette/Credit Suisse AM
Michael Neus, JD, Managing Partner, GC, Perry Capital**
Beth Haddock, JD, Principal, Warburton Advisers



Robert Van Grover, JD, Partner, Seward & Kissel
Christopher Wells, JD, Partner, Proskauer
Smriti Kodandapani JD, Private Funds Group, Proskauer
Beth Kramer, JD, Partner, Chadbourne & Parke LLP
John Wasty, LLB, Partner, Appleby
George Mazin, JD, Partner, Dechert
Anthony Artabane, CPA, Sr. Fellow from Practice, RCA
Nathan Greene, JD, Partner, Shearman & Sterling
Drew Chapman, LLM, Partner, King & Spalding
Terence Healy, JD, Partner, Hughes Hubbard & Reed LLP
Kiernan Bell, LLB, Chair, BDA
Elizabeth Denman, LLB, Director, Conyers Dill & Pearman
Scott Pearman, Litigator, Conyers, Dill & Pearman
Anthony Conte, Principal, FS Advisory, Asset Management, PwC
Scott Watson-Brown, Partner, PwC
Tonesan Amissah, Partner, Corporate, Appleby
Darren Wray, CEO, FifthStep



+ Invited
* Guest Lecturer
** Former

For more information please call 800-306-6133 or you may register by clicking here.