Regulatory Compliance Association Reviews

Regulation, Operations and Compliance (ROC) – Bermuda 2017™


1 M Ballroom c

Fairmont Southampton, Bermuda
Date: April 26 – 28, 2017

Room Reservations: Call 1-800-441-1414
Reference “RCA 2017 Symposium” to
receive the reduced rate of $279 – $299 per night


Standard Registration: $2098
Subsidized Registration: $1498
PracticEdge Members: $1198
RCA myUniversity: Complimentary (Contact Your Curriculum Advisor)

16 hours of CLE and CPE (Accounting & Auditing Credit), CCE™ (The RCA is the exclusive programmatic accreditation agency for Continuing Compliance Education™)

Join alternative investment and asset management executives with the top 200 firms to understand the business, compliance, operations and risk challenges for 2017 and formulate your strategic plans and tactical initiatives.

Institutional Investors require new levels of service and customized investment products from Fund Managers. To capture this emerging echelon of assets, Fund Managers must create new compliance, operational and risk management infrastructure, provide advanced training to personnel and retool workflows with administrators.

Furthermore, regulators have intensified their focus on hedge funds, private equity firms and other asset managers. Specifically, the SEC, CFTC, NFA, DOJ, IRS and DOL continue to expand their regulation, compliance requirements and reporting obligations while intensifying examination and enforcement activities.

In order to compete – firms must develop enterprise-wide compliance processes, operational practices and reporting structures – otherwise the increasing workload shall become unmanageable.

For RCA accredited commentary and analysis on Asset Management law, compliance, examination practice, enforcement and operation process as well as other critical issues for 2017, join the top alternative investment and asset management executives at the RCA’s Bermuda 2017 Symposium, which shall feature:

1 – The largest group of RECENT EXAMINEES to provide you with the most actionable and practical intelligence regarding the actual tactics and practices of Examination Staff.

2 – The Largest Collection of former SEC Commissioners and senior regulators.

During the Symposium you will develop a comprehensive action plan to:

  • Upgrade compliance controls, testing and reviews to avoid deficiencies,
  • Address prospective 2017 Examination priorities and tactics,
  • Obtain a deep understanding of the latest Enforcement initiatives,
  • Conduct effective risk assessments and inventories, and
  • Develop efficient supervisory practices for 3rd Party Service Providers

For more information please call 800-306-6133 or you may register by clicking here.