Regulatory Compliance Association Reviews

Speaking Faculty

Regulation and Compliance Summit – Hong Kong 2017™


LOCATION: Goldman Sachs HQ, Hong Kong
DATE: May 11, 2017



Standard Registration: $595
Subsidized Registration: $249*
PracticEdge & CompliancEdge Members: $249
Chartered Regulatory Counsel (CRC): $249

5 hours of CLE, CPE and CCE™ (The RCA is the exclusive programmatic accreditation agency for Continuing Compliance Education™)

Accredited Symposium Speakers

Roel Campos, JD, Commissioner, SEC (Former)

Regina Theole, SVP, National Futures Association

Patricia Cushing, Director of Compliance, National Futures Association

Kevin Goldstein, Executive Director, RCA – Asia

Martin Schwartz, JD, CPA, CCO, Millennium Partners

Marc Baum, JD, CAO, Serengeti

Jim Phlog, JD, CCO, Ashford Investment Management

Doug Litowitz, JD, Head of Legal and Compliance, SBI Securities

Brian Guzman, JD, Partner & GC, Indus Capital Partners

Robert Van Grover, JD, Partner, Seward & Kissel

Matthew Eisenberg, JD, Partner, Finn Dixon & Herling

Karl Egbert, JD, Partner, Dechert