Regulatory Compliance Association Reviews

Accredited Faculty

VENUE: The Westin New York at Times Square
DATE: May 8, 2019

RCA’s Symposium Faculty includes:

Government Officials & Regulators

Hester Peirce, JD, Commissioner, SEC
Thomas W. Sexton, III, JD, President and Chief Executive Officer, NFA
Daniel Driscoll, CPA, EVP & CCO, NFA
Troy Paredes, JD, Founder, Paredes Strategies LLC, Commissioner, SEC *
Bart Chilton, Commissioner, CFTC*
Patricia Cushing, CPA, Director, Compliance, NFA
Adam Wasserman, JD, Head of Enforcement NYSE Regulation, Inc.
Jane Jarcho, Deputy Director of OCIE*

Top Alternative Investment and Asset Management Executives

Rob Jee, JD, Sr. Managing Director & Senior Counsel, CCO, Guggenheim Partners Investment Management
Richard Swanson, JD, General Counsel, York Capital Management
Mark Polemeni, JD, Partner, CCO & CRO, Perella Weinberg Partners
Bruce Kahne, JD, Partner, GC & CCO, EnTrustPermal
Kirk Rule, JD, CCO, J.P. Morgan Alternative Asset Management Inc.
Kevin O’Connor, Managing Director & GC, Point 72 Asset Management
Thomas Kennedy, JD, Principal, Director IM Compliance, Bessemer Trust
Steven Felsenthal, JD, LLM, GC, CCO & Principal, Millburn Ridgefield
Michael Neus, JD, GC, ExodusPoint Capital Management
Dov Lando, GC & CCO, Crawford Lake Capital Management
James Hartmann, CCO, Arena Investors LP
Brian Traficante, JD, Senior Vice President & Investment Counsel, York Capital Management
David Fitzgerald, JD, GC & CCO, Gabelli & Company Investment Advisers
Sandra Forman, General Counsel & CCO, Hudson Company
Rory Cohen, JD, GC & Secretary, Varadero Capital
Larry Block, JD, Managing Director, Counsel & CCO, Island Capital Group
John Oliva, Global Head of Asset Management, JP Morgan Advisors
Michael Sheehy, JD, Sr. VP & CCO, CoreCommodity Management
Moshe Luchins, JD, CCO & Deputy GC, Zweig-DiMenna Associates LLC
Nauman S. Malik, GC & CCO, Eagle Point Credit Management
Simon Raykher, JD, General Counsel & CCO, Kepos Capital
Janine Diljohn, JD, CCO, HQ Capital
Barbara Keller, JD, Deputy CCO, Nomura Asset Management
Steven Yadegari, JD, EVP & GC, Cramer Rosenthal McGlynn
Kip Allardt, Global Relationship Manager, Discovery Capital Management

Industry Luminaries

Robert Van Grover, JD, Partner, Seward & Kissel
Catherine Smith, JD, GC, Guidepoint Global
Terrence Healy, JD, Partner, Securities Regulation and Enforcement, Hughes Hubbard & Reed
Lucy Frew, LLM, Partner, Walkers Global
Beth Kramer, JD, Partner, Winston & Strawn
David Tang, JD, Seward & Kissel
Christopher Harrison, CEO, Sterlington Legal Solutions

*  Former