Regulatory Compliance Association Reviews

Who Should Attend

TYPES OF EXECUTIVES

Compliance and Legal

  • Chief Compliance Officers
  • General Counsel
  • Compliance Officers
  • In House Counsel
  • Paralegals

Operations

  • Chief Operating Officers
  • Chief Financial Officers
  • Chief Risk Officers
  • Operations Professionals
  • Controllers
  • Risk Managers

Investment Team

  • Chief Investment Officers
  • Chief Executive Officers
  • Fund Partners
  • Portfolio Managers
  • Traders
  • Analysts

Consultants

Due Diligence Professionals

TYPES OF ORGANIZATIONS

  • Institutional Investors
  • Sovereign Wealth Funds
  • Pension Plans
  • Endowments
  • Foundations
  • Hedge Funds
  • Private Equity Firms
  • Mutual Funds
  • Investment Advisers
  • Commodity Trading Advisers
  • Commodity Pool Operations
  • Insurance Companies
  • Banks
  • Asset Managers
  • Investment Managers
  • Prime Brokers
  • Administrators
  • Law Firms
  • CPA Firms
  • Wealth Management Firms