Regulatory Compliance Association Reviews

Accredited Faculty

VENUE: The Westin New York at Times Square
DATE: May 8, 2019

RCA’s past Symposium Faculty included:

Government Officials & Regulators

Thomas DiNapoli, NY State Comptroller & Trustee NY Common Fund
Roel Campos, JD, Commissioner, SEC*, Partner, Hughes Hubbard & Reed LLP
Thomas W. Sexton, III, JD, President and Chief Executive Officer, NFA
Bart Chilton, Commissioner, CFTC*
Regina Thoele, Sr. VP, Compliance, NFA
Patricia Cushing, CPA, Director, Compliance, NFA
Jane Jarcho, Deputy Director of OCIE*

Top Alternative Investment and Asset Management Executives

Heather Traeger, JD, CCO & Compliance Counsel, Teacher Retirement System of Texas
Kip Allardt, Global Relationship Manager, Discovery Capital Management
Mark Polemeni, JD, Partner, CCO & CRO, Perella Weinberg Partners
Kirk Rule, JD, CCO, J.P. Morgan Alternative Asset Management Inc.
Yvonne Pytlik, CPA, SVP, CCO & Head of the US Compliance, HSBC Global Asset Management
Elizabeth Thedford, JD, Director of Compliance, Counsel & Principal, Highfields Capital
James Hartmann, CCO, Arena Investors LP
Marc Baum, JD, GC & CAO, Serengeti Asset Management
Bruce Kahne, JD, Partner, GC & CCO, EnTrustPermal
Steven Felsenthal, JD, LLM, GC, CCO & Principal, Millburn Ridgefield
David Fitzgerald, JD, GC & CCO, Gabelli & Company Investment Advisers
Sandra Forman, JD, Deputy GC & CCO, Registered Funds, Colony Capital, Inc.
Drew Chapman, LLM, Partner, King & Spalding LLP
Rory Cohen, JD, GC & Secretary, Varadero Capital
Gregory N. Racz, President, MGG Investment Group LP
Larry Block, JD, Managing Director, Counsel & CCO, Island Capital Group
Michael Sheehy, JD, Sr. VP & CCO, CoreCommodity Management
Robert Saperstein, JD, Sr. Managing Director, Global Head of Compliance & Sr. Counsel, Guggenheim Partners
Scott Beechert, JD, GC & CCO, Bennett Management Corporation
Irshad Karim, JD, GC & CCO, Lion Point Capital
Richard Swanson, JD, GC, York Capital Management
Moshe Luchins, JD, CCO & Deputy GC, Zweig-DiMenna Associates LLC
Matthew Lux, JD, Managing Director & Deputy GC, EntrustPermal
Nauman S. Malik, GC & CCO, Eagle Point Credit Management
Salvatore Scotto, Sr. VP, Head of Sanctions, Bank of China
Catherine Smith, JD, GC, Guidepoint Global
Michael Neus, JD, GC, ExodusPoint Capital Management

Industry Luminaries

Robert Van Grover, JD, Partner, Seward & Kissel
Lucy Frew, LLM, Partner, Walkers Global
Jamie Sklar, JD, Partner, Sterlington Network & Harrison Legal
Steven Yadegari, JD, EVP & GC, Cramer Rosenthal McGlynn

*  Former