Regulatory Compliance Association Reviews


I attend or speak at RCA events because there are a serious number of our clients there and a serious number of Seward and Kissel alumni.

Robert Van Grover, JD, Partner, Seward & Kissel

The RCA continues to distinguish itself by offering curricula that feature the leading authorities of our industry as well as government officials that are shaping the policies of tomorrow.

Mark Polemeni, JD, CCO, Citadel

The RCA Symposium in Bermuda presents a wonderful opportunity for me to connect with the top industry executives both formally and informally. My ability to come back to the office and report on current industry developments and perspectives is invaluable to my firm (a hedge fund with over 13 Billion in AUM).

Adam Schreck, JD, General Counsel, Discovery Capital Management

The RCA’s Bermuda Symposium witnessed a great turn out. The curriculum provided extremely relevant subject matter, delivered by the leaders in our industry. I found all of the sessions quite informative and look forward to attending next year.

Brian Traficante, SVP, York Capital Management

As ardent supporters and members of the RCA for many years, we have been consistently impressed by the organization’s ability to influence the development of financial services industry standards and best practices. Never has its mission been more critical, as regulatory initiatives and investor demands have propelled operational and compliance concerns to the forefront. RCA events provide a forum for informed examination of current issues, helping industry leaders and visionaries recognize opportunities and keep pace with change.

Howard Altman, CPA, Partner, KPMG

The RCA’s focus on compliance training and education for the investment industry, with particular emphasis on alternative asset management firms, is important for investor protection and I commend its efforts. With its 78,000 members, RCA efforts can have a powerful impact.

Honorable Luis Aguilar, LLM, Commissioner, SEC

The RCA’s Law School and Masters Concentration is essential for executives in the compliance space. The RCA collected the top experts to educate compliance professionals…beyond the horizon. No one does this better.

Roel Campos, JD, Commissioner, SEC (Former)

In a time of great regulatory change and uncertainty, RCA provides the only, broad-based, accredited curriculum for executives in the asset management sector. The RCA’s Law School and Masters Concentration and executive education keep executives abreast of developments that have profound implications for their business strategy and organization, as well as for their own personal careers.

Paul Atkins, JD, Commissioner, SEC (Former)

RCA Bermuda was one of the best events I’ve witnessed in 30 years. The people, practitioners and the policy discussions were all superb.

Bart Chilton, Commissioner, CFTC (Former)

I very much enjoy participating in RCA’s Law School and Masters Concentration as well as their Symposia. The curriculum is always the most topical and the faculty is excellent.

Daniel Driscoll, EVP & COO, National Futures Association