Regulatory Compliance Association Reviews

PROFESSIONAL ETHICS FOR LEGAL AND COMPLIANCE™

DECHERT

Date: September 18, 2018
General Session: 1:30 PM ET to 6:00 PM ET
Location: Dechert LLP, 1095 Avenue of the Americas, New York, NY 10036

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Description

RCA, NYSBA’s Committee on Attorney Professionalism and Dechert proudly announce Professional Ethics for Legal and Compliance – NYC 2018.

The Faculty will explore issues and developments relating to the ethical duties and responsibilities of a General Counsel, in-house counsel, Chief Compliance Officers with legal responsibilities, legal and compliance staff functioning in a various capacities, in the context of:

  • Internal investigations
  • Regulatory examinations and inquiries
  • Enforcement actions
  • Civil litigation
  • Criminal prosecutions
  • Financial statement audits
  • Whistleblower complaints

 

Faculty members will evaluate issues from several perspectives, such as:

  • Counsel and staff for the entity
  • Investigating counsel
  • Counsel for individual executives
  • Counsel for government agencies

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