Regulatory Compliance Association Reviews

Register for All Upcoming PracticEdge Elite Sessions

21 Nov 2016

Register for All Upcoming PracticEdge Elite Sessions

Details Price Qty
Complimentary Registration $0.00 (USD)  

  • January 1, 2018 - October 31, 2018
    12:00 pm - 2:30 pm

UPCOMING SESSIONS

Meeting 2018 Compliance Challenges

Date: June 19, 2018
General Session: 12:00 PM ET to 1:30 PM ET
Location: Webcast (Free)

FCPA Compliance & Enforcement

Date: June 21, 2018
General Session: 12:00 PM ET to 1:30 PM ET
Location: Webcast (Free)

Conflicts of Interest for Asset & Fund Managers

Date: June 26, 2018
General Session: 12:00 PM ET – 1:30 PM ET
Location: Webcast (Free)

US & EU Trade Sanctions 

Date: June 27, 2018
General Session: 12:00 PM ET – 1:30 PM ET
Location: Webcast (Free)

Personal Liability for RIA Executives 

Date: July 18, 2018
General Session: 12:00 PM ET – 1:30 PM ET
Location: Webcast (Free)

Cryptocurrency Compliance for Asset Managers

Date: July 25, 2018
General Session: 12:00 PM ET – 1:30 PM ET
Location: Webcast (Free)

Insider Trading for Investment Professionals

Date: July 26, 2018
General Session: 12:00 PM ET – 1:30 PM ET
Location: Webcast (Free)

Grand Cayman Anti-Money Laundering

Date: July 31, 2018
General Session: 12:00 PM ET – 1:30 PM ET
Location: Webcast (Free)

DOL Investigation & Enforcement

Date: September 12, 2018
General Session: 12:00 PM ET to 1:30 PM ET
Location: Webcast (Free)

Professional Ethics for Legal & Compliance – NYC 2018

Date: September 18, 2018
General Session: 1:00 PM ET to 6:00 PM ET
Location: Dechert LLP, Midtown, NYC

Advertising Compliance: Identifying & Preventing the Most Common Mistakes

Date: September 25, 2018
General Session: 12:00 PM ET to 1:30 PM ET
Location: Webcast (Free)

Compliance Programs for Expert Networks

Date: October 11, 2018
General Session: 12:00 PM ET to 1:30 PM ET
Location: Webcast (Free)