Regulatory Compliance Association Reviews

Register for All Upcoming PracticEdge Elite Sessions

21 Nov 2016

Register for All Upcoming PracticEdge Elite Sessions

  • January 1, 2018 - November 15, 2018
    12:00 pm - 1:30 pm

UPCOMING SESSIONS

US Trade Sanctions 

Date: October 18, 2018
General Session:
12:00 PM ET – 1:30 PM ET
Location:
Webcast (Free)

 

What To Expect From An EBSA Investigation 

Date: October 23, 2018
General Session:
12:00 PM ET – 1:30 PM ET
Location:
Webcast (Free)

 

Updates on DOJ & FCPA Enforcement 

Date: October 25, 2018
General Session:
12:00 PM ET to 1:30 PM ET
Location:
Webcast (Free) 

 

Investment Adviser Custody Rule Basics & Conundrums 

Date: November 13, 2018
General Session:
12:00 PM ET to 1:30 PM ET
Location:
Webcast (Free)

 

Due Diligence – Legal & Operational 

Date: November 15, 2018
General Session:
12:00 PM ET to 1:30 PM ET
Location:
Webcast (Free)