Regulatory Compliance Association Reviews

Asset Manager Code Implementation Platform

18 Aug 2016

Asset Manager Code Implementation Platform

  • September 1, 2016 - September 1, 2017
    9:00 am - 6:00 pm

Cost-effective Compliance Transparency

Previously, properly adopting the CFA Institute Asset Manager Code required an outside consultant or large commitment of internal resources.

In 2015, the CFA Institute consulted with RCA to develop a 5 part AMC Implementation Series and to build an implementation and training platform, the Asset Manager Code Platform.

The Asset Manager Code Platform provides 40 step-by-step tutorials and furnishes the RCA’s 350 page Model Compliance Manual to greatly reduce the time, effort and expense of implementing the CFA Asset Manager Code.

Now a CCO or GC can “staff out” the entire process to in-house personnel and the RCA.


The Regulatory Compliance Association (RCA) hereby grants User (the Firm and Employee or Independent Contractor accessing the “RCA Service”) a non-exclusive, non-transferable, right to use a version of the RCA Service subject to the terms and conditions of this Agreement.

To view the entire Agreement, CLICK HERE