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- About
- Careers in Compliance
- Law & Masters Degree
- Symposia
- Compliance, Risk & Enforcement (CRE)™ – NYC 2019
- Women in Asset Management and Regulation™ – NYC 2019
- Enforcement, Compliance & Operations (ECO)™ – NYC 2019
- Women in Asset Management and Regulation™ – NYC 2019
- SEC Regulatory Compliance and Enforcement Priorities for Private Funds
- CFANY Cyber Security Forum
- PracticEdge™
- Overview
- Contract Compliance Trends: Optimizing Technology and Outsourcing
- Due Diligence – Legal & Operational
- The SEC’s SCSD Initiative and Regulation Without Rules: An Unfortunate Washington Tradition
- Cayman AML – Recent Developments
- DOL Investigation & Enforcement
- Pay-To-Play Regulation & Compliance
- US Trade Sanctions
- Whistleblowing – Recent Developments
- Previous Course Offerings
- CompliancEdge™
- PracticEdge™ Elite
- RCA Platforms
- Course Catalog
Enforcement Practice 3
- Accounting and Taxation
- CFTC User Group
- Civil Enforcement and Criminal Prosecution
- Compliance Process and Practice
- Due Diligence
- EY Courses
- Featured Courses
- Fund and Financial Market Governance
- Internal, Civil and Criminal Investigations
- Law
- Operational Process and Internal Control Structure
- Regulation
- Regulatory Examinations
- Risk Management
Endowing Firms
- Artabane PLLC
- CFA
- CFTC
- Cravath
- Debevoise
- Dechert
- DLA Piper
- EY
- Financial Conduct Authority
- Government of Bermuda
- Guidepoint
- Hughes Hubbard & Reed
- JW Michaels & Co.
- King & Spalding
- KPMG
- Mayer Brown
- Millenium
- Millenium Partners
- National Futures Association
- New York State
- NYSE
- O'Melveny & Meyers
- Patomak Global Partners
- Proskauer
- PwC
- RCA
- Seward & Kissel
- Shearman & Sterling
- Teacher Retirement System of Texas
- Tiger Management Advisors LLC
- Walkers
- Willkie Farr
- Winston Strawn