InstructorTerri Hays
TypeOnline Course
Buy NowBook Now


Tuition Options


PracticeEdge Elite™

Standard Tuition $99/$149 US

Senior Fellow Andrew Oringer, JD, Partner, Dechert

This session, co-sponsored by the NYSBA Committee on Attorney Professionalism, will consider the enactment of laws regulating corporate behavior, and the scandals leading up to the enactment of these laws, have given rise to an environment in which there is heightened focus on the conduct of lawyers generally. These developments may present a particularly interesting backdrop for attorneys advising on issues arising under the Employee Retirement Income Security Act of 1974 (“ERISA”), and the corresponding provisions of the Internal Revenue Code of 1986 (the “Code”), who frequently focus on fiduciary matters as a seminal part of their practice.

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Course coverage includes:

  • Attorney-Client Privilege Issues for Corporate In-House Counsel.
  • Work Product Doctrine in the Audit Context.
  • The Attorney-Client Privilege in the Audit Context.
  • ABA Model Rules 1.0, 1.6(a), 1.10(a), 1.7, 1.9
  • Special Ethical Considerations for the ERISA/Compensation Lawyer.
  • Ethics, Privilege and Investigations: Case Study “The Rasputin Investigation”




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Senior Fellow from Practice:

  • Andrew Oringer, JD, Partner, Dechert

Guest Lecturers:

  • David G. Keyko, JD; Partner, Pillsbury
  • Phillip H. Schaeffer, JD, Partner, White & Case, LLP (Former)


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Accreditation Information

CLE Information   NYSBA-logo-small

Credit Hours: 4
Subject Area: Ethics
States: NY

Course ID Number:  6000


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Alabama: Approval of all web based programs is limited to a maximum of 6.0 credits.

Arizona: Does not approve or accredit CLE activities for the Mandatory Continuing Legal Education requirement. RCA programs may qualify for credit based on the requirements outlined in the MCLE Regulations and Ariz. R. Sup. Ct. Rule 45.

Iowa: The approval is for one year from recorded date. Does not approve of Audio-only On-Demand Webcasts.

Missouri: On-demand web programs are restricted to six hours of self-study credit per year. Self-study may not be used to satisfy the ethics requirements. Self-study can not be used for carryover credit.

New Hamphsire: The approval is for three years from recorded date.

New Mexico: On-Demand web programs are restricted to 4.0 self-study credits per year.

New York: Newly admitted attorneys may not take non-traditional course formats such as on-demand Web Programs or live Webcasts for CLE credit. Newly admitted attorneys not practicing law in the United States, however, may earn 12 transitional credits in non-traditional formats.

North Carolina: A maximum of 4 credits per reporting period may be earned by participating in on-demand web programs.

Ohio: To confirm that the web program has been approved, please refer to the list of Ohio’s Approved Self Study Activities at Online programs are considered self-study. Ohio attorneys have a 6 credit self-study limit per compliance period. The Ohio CLE Board states that attorneys must have a 100% success rate in clicking on timestamps to receive ANY CLE credit for an online program.

Oklahoma: Up to 6 credits may be earned each year through computer-based or technology-based legal education programs.

Pennsylvania: PA attorneys may only receive a maximum of four (4) hours of distance learning credit per compliance period. All distance learning programs must be a minimum of 1 full hour.

Rhode Island: Audio Only On-Demand Web Programs are not approved for credit. On-Demand Web Programs must have an audio and video component.

Tennessee: The approval is for the calendar year in which the live program was presented.

Virginia: All distance learning courses are to be done in an educational setting, free from distractions.

Wisconsin: Ethics credit is not allowed. The ethics portion of the program will be approved for general credit. There is a 10 credit limit for on-demand web programs during every 2-year reporting period. Does not approve of Audio-only On-Demand Webcasts.

Iowa, Mississippi, Oklahoma, and Wisconsin DO NOT approve Audio Only On-Demand Web Programs.

If you have already received credit for attending some or the entire program, please be aware that state administrators do not permit you to accrue additional credit for repeat viewing even if an additional credit certificate is subsequently issued.

If applicable, the RCA will apply for credit in your state upon request.