InstructorTerri Hays
TypeOnline Course
Price$400
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Tuition Options

myUniversity™

PracticeEdge Elite™

Standard Tuition $400 US

Senior Fellow Daniel New, CPA, Executive Director| FSO Advisory, EY

The Value of Internal Audit
Internal audit is adding value to financial services organizations and assisting management in how it approaches risk. Financial service organizations continue to facie concerns from their clients and regulators on how they evaluate their risk and ongoing monitoring of the mitigating controls. The risk governance culture is an important part of the organization and internal audit plays an important role in this process. Internal audit can assist management in the 3rd line of defense to assist risk identification, risk remediation, and governance and attitude. Internal audit is able to provide an independent and objective view of the organization. This Course will provide an overview of common and leading value add provided by Internal Audit organizations.

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LEARNING OBJECTIVES

FACULTY

CREDIT INFO

ACCREDITATION

Students will master the following at the conclusion of this session:

• Value of internal audit
• Common risk governance structure
• 3 lines of defense
• Audit plan development
• Internal audit approach
• Reporting to management and the Boards

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Senior Fellow from Practice:

  • Daniel New, Executive Director| FSO Advisory, EY

Guest Lecturers:

  • Alisa Marotta, Senior Manager, Wealth & Asset Management, EY
  • Jim Nee, Senior Manager, Wealth & Asset Management, EY

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Accreditation Information

CLE Information

Credit Hours: 4
Subject Area: Professional Practice
States: Contact Curriculum Advisor For More Information

CPE Information

Credit Hours: 6
Subject Area: Accounting
States: Contact Curriculum Advisor For More Information

 

Course ID Number:  8377

 

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Alabama: Approval of all web based programs is limited to a maximum of 6.0 credits.

Arizona: Does not approve or accredit CLE activities for the Mandatory Continuing Legal Education requirement. RCA programs may qualify for credit based on the requirements outlined in the MCLE Regulations and Ariz. R. Sup. Ct. Rule 45.

Iowa: The approval is for one year from recorded date. Does not approve of Audio-only On-Demand Webcasts.

Missouri: On-demand web programs are restricted to six hours of self-study credit per year. Self-study may not be used to satisfy the ethics requirements. Self-study can not be used for carryover credit.

New Hamphsire: The approval is for three years from recorded date.

New Mexico: On-Demand web programs are restricted to 4.0 self-study credits per year.

New York: Newly admitted attorneys may not take non-traditional course formats such as on-demand Web Programs or live Webcasts for CLE credit. Newly admitted attorneys not practicing law in the United States, however, may earn 12 transitional credits in non-traditional formats.

North Carolina: A maximum of 4 credits per reporting period may be earned by participating in on-demand web programs.

Ohio: To confirm that the web program has been approved, please refer to the list of Ohio’s Approved Self Study Activities at http://www.sconet.state.oh.us. Online programs are considered self-study. Ohio attorneys have a 6 credit self-study limit per compliance period. The Ohio CLE Board states that attorneys must have a 100% success rate in clicking on timestamps to receive ANY CLE credit for an online program.

Oklahoma: Up to 6 credits may be earned each year through computer-based or technology-based legal education programs.

Pennsylvania: PA attorneys may only receive a maximum of four (4) hours of distance learning credit per compliance period. All distance learning programs must be a minimum of 1 full hour.

Rhode Island: Audio Only On-Demand Web Programs are not approved for credit. On-Demand Web Programs must have an audio and video component.

Tennessee: The approval is for the calendar year in which the live program was presented.

Virginia: All distance learning courses are to be done in an educational setting, free from distractions.

Wisconsin: Ethics credit is not allowed. The ethics portion of the program will be approved for general credit. There is a 10 credit limit for on-demand web programs during every 2-year reporting period. Does not approve of Audio-only On-Demand Webcasts.

Iowa, Mississippi, Oklahoma, and Wisconsin DO NOT approve Audio Only On-Demand Web Programs.

If you have already received credit for attending some or the entire program, please be aware that state administrators do not permit you to accrue additional credit for repeat viewing even if an additional credit certificate is subsequently issued.

If applicable, the RCA will apply for credit in your state upon request.