Regulatory Compliance Association Reviews

Conflicts of Interest for Asset and Fund Managers

EY

Date: June 26, 2018
General Session: 12:00 PM ET to 1:30 PM ET
Location: Webcast (Free)

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Description

Identifying and mitigating conflicts of interest is one of the biggest challenges facing investment advisers.  These conflicts exist at both the institutional and individual levels.  In this Session, you will have an introduction of conflicts in private fund managers and related concepts of controls to identify and mitigate conflicts of interest risks.  We will work to identify internal, external and affiliate conflicts of interest through various case studies.

Session Chairman:

Walter Zebrowski, JD, CPA, Principal, Hedgemony Partners
Chairman, Regulatory Compliance Association

Senior Fellow from Practice:

Anthony Conte, Principal, PwC

Guest Lecturer

Kent Knudson, CPA, Director, PwC

Elizabeth Crotty, JD, Director, PwC

Mark Perlow, JD, Partner, Dechert

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