Regulatory Compliance Association Reviews

Regulatory Leader Endorsements

Luis Aguilar

Luis Aguilar, LLM, Commissioner, SEC (Former)

“With its 80,000 members, RCA efforts have a powerful impact…The RCA’s focus on compliance skills assessment, talent development and CCE® (Continuing Compliance Education®) is important and I commend its efforts.”

Roel Campus

Roel Campos, JD, Commissioner, SEC (Former)

“RCA’s compliance skills assessment and talent development is essential for regulators, compliance officer and practitioners. RCA collected the top experts to educate industry professionals…beyond the horizon. They are the best.”

Paul Adkins

Paul Atkins, JD, Commissioner, SEC (Former)

“In a time of great regulatory change and uncertainty, RCA provides the only, broad-based, accredited curriculum for executives in the asset management sector. RCA keeps executives abreast of developments that have profound implications for their business strategy and organization, as well as for their own personal careers.”

Dan Driscoll

Bart Chilton, Commissioner, CFTC (Former)

“RCA’s CCE® (Continuing Compliance Education) are the best graduate-level programs I’ve had the distinct pleasure to serve on in 30 years. The people, practitioners and the policy discussions were all superb.”

judge parker

Judge Barrington Parker, JD, US Court of Appeals Second Circuit

“No organization contributes more to the intelligent and efficient operation of this nation’s capital markets than the RCA. The scope, diversity and quality of their programs is extraordinary. No one does as much as this organization does and no one does it quite so well. The RCA’s broad membership includes alternative investment and asset management firms, lawyers and government regulators from around the globe. Many old friends from the SEC and the CFTC use their curricula and certification programs. Their recognition of the RCA is a testament to the importance of this organization and to the quality and effectiveness of the work that it does.”

Dan Driscoll

Daniel Driscoll, CPA, EVP & COO, National Futures Association

“I very much enjoy participating in the RCA’s skills assessment, talent development and CCE® (Continuing Compliance Education®). The curriculum is always the most topical and the faculty is excellent.”