Legal Ethics for Compliance Personnel

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

AML Regulation 3

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Redemptions, Gating and Winding Downs

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Third Party Providers – Effective Practices

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Side Letters and Co-Investment

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

CyberSecurity Compliance

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

NEW FORM ADV and Performance Reporting

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Fiduciary Rules for Asset Managers

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

CyberSecurity Issues for Asset Managers

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Virtual Currency – A Comprehensive Executive Analysis™

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Enforcement Practice 3

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Marketing and Distribution for Fund Managers

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Shadow Accounting 3

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Conflicts of Interest – SEC and DOL

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

FACTA Compliance 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

FCPA Compliance and Enforcement 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

SEC and NFA Exam Practice 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Enforcement – Emerging Trends and Priorities

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

SOC 1 and 2 for Asset Managers

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Social Media Regulation and Compliance 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

GIPS 101 Compliance

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Form ADV

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

AIFMD & MiFID 2 Compliance

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Compliance, Supervision & Oversight

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

BEPS Regulation and Compliance

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Audit Impact of Enforcement Actions

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

SEC and NFA Exam Practice 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

FSOC Regulation

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Whistle Blower Compliance 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

ERISA Regulation for Asset Managers

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Insider Trading Regulation

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Investor Due Diligence

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Enforcement – Latest Initiatives

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Bermuda – A New Paradigm for Fund Managers

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Bermuda – Protecting Allocators

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Bermuda Asset Management Regulation 1

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Bermuda Asset Management Regulation 3

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

AIFMD and MiFID 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Market and Trading Regulation 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Annual Reviews – Improving the Process 1

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

SEC Filing and Reporting

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Annual Reviews – Improving the Process 2

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Trading and Markets Emerging Priorities 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Trading and Markets Emerging Priorities 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Upgrading Compliance Process and Practice 4

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Upgrading Compliance Process and Practice 3

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Compliance Programs for Expert Networks 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Compliance Surveillance, Supervision and Reviews 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Conflicts – Fiduciary Duty and Emerging Issues

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Conflicts of Interest for Asset and Fund Managers

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Conflicts of Interest 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Legal and Compliance Considerations for Investment Advisers

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Internal Audit Practice for Asset Mananagers

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Compliance Testing and Reviews 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Market and Trading Regulation 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

The Volcker Rule: A New Landscape

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Broker Dealer Regulation for Private Funds

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Enforcement – Latest Developments 4

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Private Investment Fund Regulation

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Commissioners Round Table 3

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

US Trade Sanctions – Compliance & Enforcement

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Taxation Issues For Asset Managers

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Commissioners Round Table 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Commissioners Round Table 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

New Regulatory Tools & Technologies 1

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Compliance Transparency™ 5

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Compliance Transparency™ 4

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Compliance Transparency™ 3

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Compliance Transparency™ 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Compliance Transparency™ 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Fund Governance – Advanced Topics 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Fiduciary Duty & Ethical Conduct

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

GIPS Compliance

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Compensation Trends for Compliance and Legal Executives

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Forensic Testing and Compliance Analytics 1

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Portfolio Reporting for RIAs and RICs

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Offshore Jurisdictions for Asset Managers 1

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Due Diligence and Review Outsourcing Arrangements

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Upgrading Compliance Process and Practice 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Personal Liability for RIA Executives 2

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Operational Due Diligence 3

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Conflicts of Interest for Private Fund Managers 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Commissioner’s Round Table

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Fund Governance for Asset Managers

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Code of Ethics

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Regulation of Valuation Practice 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Upgrading Portfolio Monitoring & Supervision

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Risk Inventory for Investment Advisers

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Operational Due Diligence 1

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

SEC Examination Practice 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Conflicts of Interest for Private Fund Managers 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Shadow Accounting Process & Practice 2

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Regulatory Practice 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Bermuda Asset Management Regulation 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

FCPA Regulation & Enforcement 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

FCPA Regulation & Enforcement 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

CPO and CTA Regulation & Compliance

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Social Media Compliance 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

SEC Examination & NFA Audit Practice 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Global Regulatory Reporting Practice 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Operational Due Diligence 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Upgrading Compliance Process and Practice 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

CyberSecurity for Asset Managers 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Whistle Blower Regulation 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Pay to Play Regulation & Compliance

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Private Fund Compliance

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Audit Impact of Enforcement Actions 2

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Systemic Risk & FSOC Regulation

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

CyberSecurity for Asset Managers 1

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Regulatory Practice 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Compliance Programs for Expert Networks 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

FATCA & Tax Compliance 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Personal Liability for RIA Executives

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Liquid Alternatives Regulation and Compliance

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Supervision and Remediation Practice 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Regulatory Examination Practice 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Regulatory Examination Practice 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Enforcement – Latest Developments 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Operational Process & Fund Administration 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

New Regulatory Tools & Technologies 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

ERISA Compliance & Enforcement 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Regulation of Valuation Practice 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Investigations & Prosecution 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Operational Process & Fund Administration 3

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Regulatory Reporting 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

FATCA & Tax Compliance 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Fund Governance & Due Diligence

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Compliance Practices & Controls

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Global Fund Marketing & Distribution 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Regulatory Reporting 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Outsourcing for Alternative Investment Managers

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Implementing & Automating FATCA

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Social Media Compliance 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Side Letters, Funds of 1 and SMAs

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Future of CTA & CPO Regulation

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Fund Marketing & Distribution 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Investigations & Prosecution 3

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Compliance Process & Practice

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Risk Assessment & Compliance Testing

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Insider Trading Prosecution

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Shadow Accounting 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Hedge Fund Accounting

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Department of Labor Investigation & Enforcement

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

NFA Audit Practice 2

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

NFA Audit Practice 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

SEC Investigation & Enforcement Procedure 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

SEC Investigation & Enforcement Procedure 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

SEC Examination Practice 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

SEC Initiatives for Private Fund Managers

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Conflicts of Interest

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Trading & Markets Compliance

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Anti-Money Laundering Regulation 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Fund Governance for Asset Managers 1

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Systemic Risk Regulation

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Tax Compliance & Reporting

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Valuation Process

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Investor Servicing

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Launching Fund Vehicles

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

Private Equity Structures

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Hedge Fund Structures & Offering Memoranda

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Whistle Blower Regulation 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Anti-Money Laundering Regulation 1

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

ERISA Compliance & Enforcement 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Insider Trading Regulation

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now

CTA and CPO Regulation

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Investment Company Regulation

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Investment Adviser Regulation 3

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Investment Adviser Regulation 2

InstructorTerri Hays
TypeOnline Course
PriceFree
Buy NowBook Now

Investment Adviser Regulation 1

InstructorTerri Hays
TypeOnline Course
Price$400
Buy NowBook Now