Regulation

  • 33 & 34 Act
  • IA Act 1940
  • IC Act of 1940
  • Crypto Currencies
  • Digital Assets
  • CTA Regulation
  • CPO Regulation
  • AIFMD
  • UCITS
  • MiFIDs
  • EMIR
  • DOL / ERISA
  • AML / KYC
  • Trading & Markets
  • Insider Trading
  • Market Manipulation
  • Systemic Risk
  • Political Contributions
  • Whistleblower
  • FCPA
  • Anti-Bribery
  • Sanctions
  • Anti Trust
  • HSR

High Level Briefing on Curriculum Coverage

Terms and Conditions

Tuition Fees and Payments (hereinafter referenced as Fees):

Please make checks or money orders payable to the “Regulatory Compliance Association”.

Fees for ALL curricula and sessions are non-refundable.

Should you register for a curriculum or session, and experience a conflict, the RCA will provide you with a 50% refund you may apply to any on-demand service.

Cancellations and Substitutions:

For reasons beyond our control, it may be necessary to alter the programmatic content, timing or date of a curriculum or session, as well as members of the speaking faculty or guest lecturers. Therefore, the speaking faculty, guest lecturers, curriculum and sessions (including the timing and date thereof) are subject to change without notice.

Force Major Event

In observance of the above, in the case of a Force Major Event (Act of God) or an unforeseen occurrence beyond our control, the RCA shall endeavor to reschedule the respective curriculum or session.  Please note that the RCA, its affiliate law schools, Endowing Organizations, speaking faculty, guest lecturers, directors, officers, nor personnel accept responsibility for the above or travel and/or accommodation cost or consequential losses incurred by prospective student, delegate or the like as a result of any such cancellation or rescheduling.