Regulatory Compliance Association Reviews

Curriculum (at a glance)

Curriculum includes over 35 Courses, spanning 12 Practice Areas:

  • Asset Management Law Regulation
  • Compliance
  • Inspections/Exams
  • Investigations
  • Enforcement
  • Operational Process
  • Due Diligence
  • Risk Management
  • Fund Governance
  • Fund Accounting
  • Taxation

Each Course delivers detailed, comprehensive coverage and guidance. Course Materials include:

  • A detailed Textbook furnishing comprehensive coverage and guidance
  • 1.5 to 2 hours of practice and actionable commentary
  • Instructional Aides designed to maximize knowledge transfer
  • Suplimental Materials (Exemplar forms, policy language, procedures, work product)
  • CPE and CLE credit

Tuition rates for ONLY $6 per credit hour

Summary list of courses; for a complete list, reference the course catalog