November 3rd, 2010 Asset Management Thought Leadership Symposium Overview

The Regulatory Compliance Association Presents:

Asset Management Thought Leadership Symposium™

Location: Marriott Marquis, New York, NY

Time: Wednesday, November 3rd, 2010

Date: 8:00 AM – 6:30 PM

 

The RCA's Fall Asset Management Thought Leadership Symposium attracts OVER 500 senior executives from hedge funds, private equity firms, CTAs, investment advisers, institutional investors, regulators and other industry participants.

The forces of world wide Financial Regulatory Reform (Dodd-Frank, AFIM), market turmoil, industry consolidation and escalating allocator demands shall create a new paradigm for the Asset Management industry.

Sections of Dodd-Frank will directly target hedge funds, private equity, investment advisers, investment companies and others, as well as impact various financial instruments and markets such as derivatives.

More importantly, the breadth of the sweeping regulatory reform shall create an escalating impact upon Prime Brokers, Administrators, Auditors and other industry participants – producing an array of implications for Asset Managers.

Senior Regulatory Authorities from the SEC, FRB, Department of Treasury, DOL, and the NFA will address how Dodd Frank and AFIM will impact Asset Managers and other industry participants.

The balance of the CCO University Faculty of Professors shall examine how to hurdle the challenges and seize the opportunities driven by the forces of Pro-Regulation™, industry transition and escalating Institutional Investor requirements.

 

Symposium Partners

 

Symposium Sponsors

 

 

 

 

 

 

 

For more information please call 800-306-6133 or you may register by clicking here.