Outreach Series - Upcoming Outreach Sessions

"Marketing and Advertising Activities - Emerging Issues and Opportunities"

Wednesday, July 28th 2010
General Session: 12 Noon to 1 PM Eastern
Bonus Session: 1PM to 1:30PM Eastern

Asset management firms continue to face a challenging and increasingly competitive capital sourcing and fund distribution environment.

Additionally, the new era of “Pro-Regulation”™ shall significantly intensify regulatory scrutiny.  Specifically, the SEC has identified "Marketing and Advertising" activities as a primary area of interest and focus over the next 6 to 12 months.

Moreover, the new historic budgetary allocations granted to the SEC, and the revolutionary restructuring of the Enforcement Division, and regulatory priorities will place Asset Managers directly in the cross hairs.

The CCO University faculty shall explore the breadth of the issues, and evaluate how to capitalize on the opportunities while minimizing exposure to these imminent emerging regulatory risks.


Session Chairman:

Walter Zebrowski, JD, CPA, Sr. Managing Director, Hedgemony Partners


Moderator:

Marie Defalco, JD, Partner, Lowenstein Sandler

Speaking Faculty:

Scott Moss, JD, Partner, Lowentein Sandler

Matthew Eisenberg, JD, Partner, Finn Dixon and Herling

Howard Eisen, Managing Director, FletcherBennett Capital

Steven Felsenthal, JD, LLM, GC & CCO, Millburn Ridgefield Corp

Steven Yadegari, JD, SVP & G, Cramer Rosenthal McGlynn

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